-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RIatGgZFOjZXid9uewBLTenAFB8RHo1MTv5OYqhBHMRel3BJNl8UX+ZMKQOkjRSe N8AirNK86vG5+V9M+G6/jA== 0000350077-08-000022.txt : 20080804 0000350077-08-000022.hdr.sgml : 20080804 20080804162623 ACCESSION NUMBER: 0000350077-08-000022 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080804 DATE AS OF CHANGE: 20080804 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WMS INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000350077 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 362814522 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-33326 FILM NUMBER: 08988363 BUSINESS ADDRESS: STREET 1: 800 S. NORTHPOINT BLVD. CITY: WAUKEGAN STATE: IL ZIP: 60085 BUSINESS PHONE: 847-785-3000 MAIL ADDRESS: STREET 1: 800 S. NORTHPOINT BLVD. CITY: WAUKEGAN STATE: IL ZIP: 60085 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS ELECTRONICS INC DATE OF NAME CHANGE: 19870519 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GAMACHE BRIAN R CENTRAL INDEX KEY: 0001200086 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O WMS GAMING STREET 2: 800 SOUTH NORTHPOINT BLVD CITY: WAUKEGAN STATE: IL ZIP: 60085 BUSINESS PHONE: 8477853750 SC 13D 1 form13-d.htm BRIAN R. GAMACHE 13-D form13-d.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D
(Amendment No. 2)
Under the Securities Exchange Act of 1934


WMS INDUSTRIES INC.
(Name of Issuer)


Common Stock
(Title of Class of Securities)


969-901-107
(CUSIP Number)


Brian R. Gamache
Chief Executive Officer
WMS Industries Inc.
800 South Northpoint Blvd.
Waukegan, Illinois 60085
(847) 785-3000
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)


July 28, 2008
(Date of Event Which Requires Filing of this Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box _____.


 
 
 

1     NAME OF REPORTING PERSON

Mr. Brian R. Gamache

2     CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

a     [ ]

b     []

3     SEC USE ONLY _____________________________________________________

4     SOURCE OF FUNDS *

Not applicable

5     CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)[_]

6     CITIZENSHIP OR PLACE OF ORGANIZATION

Mr. Gamache is a citizen of the United States of America.

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:

7     SOLE VOTING POWER:
5,043,455

8     SHARED VOTING POWER:
Mr. Gamache does not share voting power over any shares of the Issuer.

9     SOLE DISPOSITIVE POWER:
745,900

10    SHARED DISPOSITIVE POWER:
Mr. Gamache does not share dispositive power over any shares of the Issuer.

11    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
5,043,455

12    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
      _____.

 
 


13    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Based on 50,845,474 shares of common stock outstanding as of April 30, 2008 as reported in the Issuer’s quarterly report for the quarter ended March 31, 2008:
9.92%

14    TYPE OF REPORTING PERSON

IN

ITEM 1:  SECURITY AND ISSUER

This Amendment No. 1 amends the Statement on Schedule 13D previously filed with the Securities and Exchange Commission by Mr. Brian R. Gamache with respect to common stock, par value $0.50 per share of the Issuer, WMS Industries Inc., a Delaware corporation, whose principal executive office is located at 800 South Northpoint Blvd., Waukegan, Illinois 60085 as follows:

ITEM 3:  SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION

(a)  
7,235 of the shares were awarded as restricted stock by the Issuer as compensation for serving as Chief Executive Officer and such restrictions have lapsed; 39,360 of the shares were awarded as restricted stock by the Issuer as compensation for serving as Chief Executive Officer and such restrictions will lapse over time;
(b)  
24,900 of the shares were purchased in the open market using Mr. Gamache’s personal funds;
(c)  
674,405 of the shares are currently subject to stock options which may be exercised currently or within 60 days and such options were awarded to Mr. Gamache by the issuer as compensation for serving as President and Chief Executive Officer;
(d)  
300,000 of the shares are not owned by Mr. Gamache, however Mr. Gamache holds voting rights by proxy pursuant to a Voting Proxy Agreement between Ms. Phyllis Redstone, Mr. Gamache and WMS Industries (the “P. Redstone Voting Proxy Agreement”), which agreement is discussed in more detail under Item 6 below and attached hereto as Exhibit 1 under Item 7 below; and
(e)  
3,997,555 of the shares are not owned by Mr. Gamache, however Mr. Gamache holds voting rights by proxy pursuant to a Voting Proxy Agreement between Mr. Sumner Redstone, Mr. Gamache and WMS Industries (the “S. Redstone Voting Proxy Agreement”), which agreement is discussed in more detail under Item 6 below and attached hereto as Exhibit 2 under Item 7 below.

ITEM 5:  INTEREST IN SECURITIES OF THE ISSUER

(a)  
Mr. Gamache is the beneficial owner of 5,043,455 shares or 9.92% of the common stock issued and outstanding of the Issuer.

 
 


(b)  
Mr. Gamache has sole voting power over 5,043,455 (9.92%) shares and sole dispositive power over 745,900 (1.47%) shares of common stock of the Issuer.

(c)  
The Reporting Person has effected the following transactions with respect to the Shares during the past 60 days:

Based on Amendment No. 55 to Schedule 13D, filed July 30, 2008, by Sumner M. Redstone, National Amusements, Inc. and the Sumner M. Redstone Charitable Foundation, the following sales of shares (640,205 shares in the aggregate) were made by the Sumner M. Redstone Charitable Foundation which shares were subject to the S. Redstone Voting Proxy prior to their sale:

DATE
NO. SHARES
PRICE
07/24/08                       
100
31.62             
07/24/08                       
400
31.61               
07/24/08                       
300
31.55               
07/24/08                       
500
31.49               
07/24/08                       
1,400
31.40               
07/24/08                       
200
31.31               
07/24/08                       
400
31.30               
07/24/08                       
300
31.29               
07/24/08                       
200
30.93               
07/24/08                       
100
30.92               
07/24/08                       
100
30.91               
07/24/08                       
400
30.89               
07/24/08                       
100
30.88               
07/24/08                       
200
30.87               
07/24/08                       
300
30.72               
07/24/08                       
200
30.69               
07/24/08                       
300
30.67               
07/24/08                       
2,100
30.65               
07/24/08                       
1,200
30.64               
07/24/08                       
300
30.62               
07/24/08                       
200
30.61               
07/24/08                       
300
30.6                 
07/24/08                       
1,400
30.59               
07/24/08                       
1,100
30.58               
07/24/08                       
900
30.57               
07/24/08                       
1,200
30.56               
07/24/08                       
1,600
30.55               
07/24/08                       
700
30.54               
07/24/08                       
800
30.53               
07/24/08                       
300
30.51               
07/24/08                       
1,200
30.50               
07/24/08                       
871
30.48               
07/24/08                       
600
30.47               
07/24/08                       
400
30.46               
07/24/08                       
400
30.45               
07/24/08                       
200
30.44               
07/24/08                       
500
30.43               
07/24/08                       
1,500
30.42               
07/24/08                       
900
30.41               
07/24/08                       
1,500
30.40               
07/24/08                       
300
30.39               
07/24/08                       
1,900
30.38               
07/24/08                       
2,529
30.37               
07/24/08                       
3,100
30.36               
07/24/08                       
2,200
30.35               
07/24/08                       
1,600
30.34               
07/24/08                       
1,200
30.33               
07/24/08                       
1,700
30.32               
07/24/08                       
1,295
30.31               
07/24/08                       
1,805
30.30               
07/24/08                       
2,300
30.29               
07/24/08                       
1,225
30.28               
07/24/08                       
2,875
30.27               
07/24/08                       
2,728
30.26               
07/24/08                       
2,172
30.25               
07/24/08                       
2,000
30.24               
07/24/08                       
2,500
30.23               
07/24/08                       
1,700
30.22               
07/24/08                       
1,500
30.21               
07/24/08                       
300
30.19               
07/24/08                       
600
30.18               
07/24/08                       
300
30.17               
07/24/08                       
1,300
30.16               
07/24/08                       
900
30.15               
07/24/08                       
300
30.14               
07/24/08                       
300
30.13               
07/24/08                       
300
30.12               
07/24/08                       
300
30.11               
07/24/08                       
200
30.10               
07/24/08                       
200
30.09               
07/24/08                       
400
30.08               
07/24/08                       
1,400
30.07               
07/24/08                       
700
30.06               
07/24/08                       
1,000
30.05               
07/24/08                       
1,503
30.04               
07/24/08                       
1,997
30.03               
07/24/08                       
1,500
30.02               
07/24/08                       
900
30.01               
07/24/08                       
1,195
30.00               
07/24/08                       
1,105
29.99               
07/24/08                       
2,000
29.98               
07/24/08                       
1,300
29.97               
07/24/08                       
900
29.96               
07/24/08                       
1,200
29.95               
07/24/08                       
1,200
29.94               
07/24/08                       
1,400
29.93               
07/24/08                       
400
29.92               
07/24/08                       
300
29.91               
07/24/08                       
200
29.87               
07/24/08                       
100
29.86               
07/24/08                       
600
29.85               
07/24/08                       
100
29.84               
07/24/08                       
100
29.79               
07/24/08                       
1,500
29.77               
07/24/08                       
1,300
29.76               
07/24/08                       
2,400
29.75               
07/24/08                       
1,400
29.74               
07/24/08                       
3,600
29.73               
07/24/08                       
400
29.72               
07/24/08                       
4,600
29.71               
07/24/08                       
4,300
29.70               
07/24/08                       
1,800
29.69               
07/24/08                       
1,400
29.68               
07/24/08                       
900
29.66               
07/24/08                       
2,600
29.65               
07/24/08                       
2,200
29.64               
07/24/08                       
2,400
29.63               
07/24/08                       
1,300
29.62               
07/24/08                       
2,100
29.61               
07/24/08                       
2,800
29.6                 
07/24/08                       
100
29.59               
07/24/08                       
1,400
29.58               
07/24/08                       
1,900
29.57               
07/24/08                       
700
29.56               
07/24/08                       
2,100
29.55               
07/24/08                       
1,900
29.54               
07/24/08                       
600
29.53               
07/24/08                       
1,300
29.52               
07/24/08                       
1,500
29.51               
07/24/08                       
1,200
29.50               
07/24/08                       
1,100
29.49               
07/24/08                       
900
29.48               
07/24/08                       
700
29.46               
07/24/08                       
1,300
29.45               
07/24/08                       
1,400
29.44               
07/24/08                       
400
29.43               
07/24/08                       
1,100
29.42               
07/24/08                       
700
29.41               
07/24/08                       
900
29.40               
07/24/08                       
2,300
29.39               
07/24/08                       
2,100
29.38               
07/24/08                       
1,200
29.37               
07/24/08                       
4,100
29.36               
07/24/08                       
3,400
29.35               
07/24/08                       
2,800
29.34               
07/24/08                       
1,500
29.33               
07/24/08                       
3,900
29.32               
07/24/08                       
1,400
29.31               
07/24/08                       
2,100
29.29               
07/24/08                       
2,200
29.28               
07/24/08                       
1,685
29.27               
07/24/08                       
1,615
29.26               
07/24/08                       
3,100
29.25               
07/24/08                       
200
29.24               
07/24/08                       
200
29.23               
07/24/08                       
1,100
29.22               
07/24/08                       
300
29.21               
07/24/08                       
400
29.20               
07/24/08                       
400
29.19               
07/24/08                       
500
29.17               
07/24/08                       
500
29.16               
07/24/08                       
300
29.15               
07/24/08                       
800
29.14               
07/24/08                       
300
29.13               
07/24/08                       
900
29.12               
07/24/08                       
1,000
29.10               
07/24/08                       
300
29.09               
07/24/08                       
100
29.08               
07/24/08                       
400
29.06               
07/24/08                       
200
29.05               
07/24/08                       
1,300
29.04               
07/24/08                       
1,726
29.03               
07/24/08                       
1,600
29.02               
07/24/08                       
800
29.01               
07/24/08                       
2,104
29.00               
07/24/08                       
2,000
28.99               
07/24/08                       
1,300
28.98               
07/24/08                       
1,500
28.97               
07/24/08                       
1,000
28.96               
07/24/08                       
4,000
28.95               
07/24/08                       
472
28.94               
07/24/08                       
2,600
28.93               
07/24/08                       
2,000
28.92               
07/24/08                       
900
28.91               
07/24/08                       
1,300
28.90               
07/24/08                       
200
28.89               
07/24/08                       
100
28.88               
07/24/08                       
200
28.87               
07/25/08                       
200
30.32               
07/25/08                       
200
30.29               
07/25/08                       
200
30.19               
07/25/08                       
300
30.18               
07/25/08                       
200
30.17               
07/25/08                       
100
30.15               
07/25/08                       
200
30.14               
07/25/08                       
200
30.13               
07/25/08                       
100
30.12               
07/25/08                       
200
30.10               
07/25/08                       
500
30.09               
07/25/08                       
200
30.08               
07/25/08                       
100
30.075             
07/25/08                       
600
30.07               
07/25/08                       
200
30.065             
07/25/08                       
300
30.06               
07/25/08                       
500
30.05               
07/25/08                       
1,100
30.04               
07/25/08                       
1,027
30.03               
07/25/08                       
1,000
30.02               
07/25/08                       
400
30.015             
07/25/08                       
1,600
30.01
07/25/08                       
100
30.005
07/25/08                       
2,173
30.00
07/25/08                       
100
29.995
07/25/08                       
1,200
29.99
07/25/08                       
2,100
29.98
07/25/08                       
2,445
29.97
07/25/08                       
2,555
29.96
07/25/08                       
200
29.955
07/25/08                       
1,800
29.95
07/25/08                       
2,800
29.94
07/25/08                       
3,100
29.93
07/25/08                       
100
29.925
07/25/08                       
3.800
29.92
07/25/08                       
200
29.913
07/25/08                       
5,700
29.91
07/25/08                       
300
29.905
07/25/08                       
3,000
29.90
07/25/08                       
100
29.895
07/25/08                       
2,441
29.89
07/25/08                       
2,900
29.88
07/25/08                       
200
29.875
07/25/08                       
200
29.873
07/25/08                       
4,000
29.87
07/25/08                       
100
29.865
07/25/08                       
1,200
29.86
07/25/08                       
800
29.85
07/25/08                       
1,300
29.84
07/25/08                       
800
29.83
07/25/08                       
200
29.825
07/25/08                       
700
29.82
07/25/08                       
300
29.82
07/25/08                       
1,100
29.81
07/25/08                       
200
29.805
07/25/08                       
600
29.80
07/25/08                       
300
29.795
07/25/08                       
200
29.79
07/25/08                       
500
29.78
07/25/08                       
200
29.76
07/25/08                       
300
29.75
07/25/08                       
700
29.74
07/25/08                       
400
29.72
07/25/08                       
100
29.713
07/25/08                       
700
29.71
07/25/08                       
200
29.705
07/25/08                       
300
29.70
07/25/08                       
400
29.69
07/25/08                       
200
29.685
07/25/08                       
300
29.68
07/25/08                       
200
29.67
07/25/08                       
400
29.66
07/25/08                       
700
29.65
07/25/08                       
400
29.64
07/25/08                       
500
29.63
07/25/08                       
500
29.62
07/25/08                       
1,200
29.61
07/25/08                       
1,500
29.60
07/25/08                       
1,000
29.59
07/25/08                       
100
9.585
07/25/08                       
1,300
29.58
07/25/08                       
1,100
29.57
07/25/08                       
800
29.56
07/25/08                       
900
29.55
07/25/08                       
1,100
29.54
07/25/08                       
500
29.535
07/25/08                       
1,200
29.53
07/25/08                       
300
29.525
07/25/08                       
1,600
29.52
07/25/08                       
200
29.515
07/25/08                       
1,000
29.51
07/25/08                       
100
29.505
07/25/08                       
1,300
29.50
07/25/08                       
1,600
29.49
07/25/08                       
2,300
29.48
07/25/08                       
1,500
29.47
07/25/08                       
100
29.465
07/25/08                       
1,900
29.46
07/25/08                       
1,500
29.45
07/25/08                       
1,900
29.44
07/25/08                       
200
29.43
07/25/08                       
900
29.42
07/25/08                       
1,000
29.41
07/25/08                       
500
29.40
07/25/08                       
1,000
29.39
07/25/08                       
200
29.38
07/25/08                       
200
29.375
07/25/08                       
1,300
29.37
07/25/08                       
300
29.36
07/25/08                       
500
29.35
07/25/08                       
1,000
29.34
07/25/08                       
100
29.33
07/25/08                       
2,200
29.32
07/25/08                       
300
29.31
07/25/08                       
500
29.30
07/25/08                       
200
29.29
07/25/08                       
1,200
29.28
07/25/08                       
2,500
29.27
07/25/08                       
2,322
29.26
07/25/08                       
2,100
29.25
07/25/08                       
1,100
29.24
07/25/08                       
1,200
29.23
07/25/08                       
2,047
29.22
07/25/08                       
1,500
29.21
07/25/08                       
2,460
29.20
07/25/08                       
1,705
29.19
07/25/08                       
1,253
29.18
07/25/08                       
2,200
29.17
07/25/08                       
5,100
29.16
07/25/08                       
5,300
29.15
07/25/08                       
5,100
29.14
07/25/08                       
6,800
29.13
07/25/08                       
5,323
29.12
07/25/08                       
6,835
29.11
07/25/08                       
7,936
29.10
07/25/08                       
6,400
29.09
07/25/08                       
5,700
29.08
07/25/08                       
7,300
29.07
07/25/08                       
3,664
29.06
07/25/08                       
3,800
29.05
07/25/08                       
3,900
29.04
07/25/08                       
2,938
29.03
07/25/08                       
2,800
29.02
07/25/08                       
100
29.01
07/25/08                       
500
29.00
07/25/08
300
28.99
07/25/08                       
900
28.96
07/25/08                       
400
28.95
07/25/08                       
200
28.94
07/25/08                       
800
28.93
07/25/08                       
1,578
28.92
07/25/08                       
600
28.91
07/25/08                       
300
28.90
07/25/08                       
300
28.89
07/25/08                       
500
28.88
07/25/08                       
300
28.87
07/25/08                       
800
28.86
07/25/08                       
400
28.85
07/25/08                       
100
28.84
07/25/08                       
1,100
28.82
07/25/08                       
200
28.81
07/25/08                       
400
28.79
07/25/08                       
200
28.76
07/25/08                       
400
28.75
07/25/08                       
400
28.74
07/28/08                       
300
29.09
07/28/08                       
100
29.07
07/28/08                       
200
29.06
07/28/08                       
300
29.05
07/28/08                       
500
29.03
07/28/08                       
500
29.02
07/28/08                       
300
29.00
07/28/08                       
200
28.99
07/28/08                       
300
28.98
07/28/08                       
200
28.96
07/28/08                       
1,100
28.95
07/28/08                       
600
28.94
07/28/08                       
3,600
28.93
07/28/08                       
1,500
28.92
07/28/08                       
1,500
28.91
07/28/08                       
3,100
28.90
07/28/08                       
1,800
28.89
07/28/08                       
400
28.88
07/28/08                       
400
28.87
07/28/08                       
1,100
28.86
07/28/08                       
1,900
28.85
07/28/08                       
1,500
28.84
07/28/08                       
100
28.83
07/28/08                       
800
28.82
07/28/08                       
1,300
28.81
07/28/08                       
1,300
28.80
07/28/08                       
700
28.79
07/28/08                       
300
28.78
07/28/08                       
100
28.77
07/28/08                       
1,400
28.76
07/28/08                       
2,183
28.75
07/28/08                       
2,700
28.74
07/28/08                       
1,600
28.73
07/28/08                       
2,800
28.72
07/28/08                       
2,318
28.71
07/28/08                       
3,682
28.70
07/28/08                       
2,602
28.69
07/28/08                       
5,228
28.68
07/28/08                       
5,770
28.67
07/28/08                       
6,950
28.66
07/28/08                       
5,208
28.65
07/28/08                       
6,536
28.64
07/28/08                       
6,494
28.63
07/28/08                       
6,044
28.62
07/28/08                       
4,822
28.61
07/28/08                       
5,502
28.60
07/28/08                       
3,700
28.59
07/28/08                       
4,000
28.58
07/28/08                       
3,600
28.57
07/28/08                       
1,400
28.56
07/28/08                       
3,700
28.55
07/28/08                       
3,868
28.54
07/28/08                       
2,300
28.53
07/28/08                       
5,600
28.52
07/28/08                       
6,750
28.51
07/28/08                       
7,200
28.50
07/28/08                       
5,032
28.49
07/28/08                       
3,853
28.48
07/28/08                       
4,116
28.47
07/28/08                       
4,825
28.46
07/28/08                       
5,809
28.44
07/28/08                       
6,991
28.43
07/28/08                       
4,419
28.42
07/28/08                       
5,986
28.41
07/28/08                       
5,000
28.40
07/28/08                       
4,212
28.39
07/28/08                       
2,600
28.38
07/28/08                       
3,458
28.37
07/28/08                       
2,560
28.36
07/28/08                       
1,940
28.32
07/28/08                       
100
28.31
07/28/08                       
200
28.30



      d. N/A

      e. N/A


 
 
 


SIGNATURE

      After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.




August 4, 2008                                                                                               /s/ Brian R. Gamache
By: Brian R. Gamache
Chief Executive Officer
WMS Industries Inc.

 
 

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